Job Title Marketing Review Officer, Business Supervisory Office
Corporate Title Assistant Vice President
Location Jacksonville, FL
Overview
The Marketing Review Officer is a member of the Business Supervisory Office and works directly with the front office, senior leaders, sales teams, Compliance, and Legal to review and approve advertisements, marketing materials, sales literature, and certain other types of correspondence created and utilized by the Private Bank. This role requires experience with an active Financial Industry Regulatory Authority (FINRA) Series 24 reviewing communications and marketing materials acting as a gatekeeper. You will supervise content from a broker/dealer and a bank therefore familiarity of regulatory rules associated with “Communications with the Public” is required.
What We Offer You
A diverse and inclusive environment that embraces change, innovation, and collaboration
A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
Educational resources, matching gift, and volunteer programs
What You’ll Do
Review and approval of communications with the public
Review, approval, and maintenance of relevant Policies and Procedures such as Written Supervisory Procedures and Key Operating Drivers
Knowledge of financial regulations including Securities and Exchange Commission, FINRA, and The Federal Reserve including but not limited to Volcker, General Business Security Agreement, Markets in Financial Instruments Directive, Foreign Account Tax Compliance Act and the 3rd and 4th European Union Anti-Money Laundering mandates
Risk MIS / report review, resolution, escalations
Role is both tactical and strategic in nature –you will be responsible for coordination of strategic longer-term initiatives, can build strong relationships with senior leadership team and initiate/develop enhancements projects as well as day to day support in these initiatives
Liaise with Legal, Compliance, Divisional Control Office, market and product heads, Agile and Chief Operating Office and other internal partners to develop and implement solutions/compliance with various regulatory (internal and external) requirements
Skills You’ll Need
Relevant industry experience in Regulatory & Supervision
Series 7, 24, (Series 4 optional)
Strong risk mindset, but also curious to engage with leadership team to develop new opportunities/enhancements
Prior experience working with international clientele/organizations preferred
Language: English, additional language skills such as Spanish would be preferential, but not required
Skills That Will Help You Excel
Motivated and enthusiastic team player, able to work with others in a fast paced, independent, and dynamic financial environment
Aspirational for further growth opportunities
Strong communication skills
Must be detail oriented on specific regulatory controls and have an analytical mindset with the ability to deliver key insights
Ability to say ‘no’, while being solution focused
Expectations
It is the Bank’s expectation that employees hired into this role will work in the New York office in accordance with the Bank’s hybrid working model.
Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.
The salary range for this position in New York City is $75,000 to $110,750. Actual salaries may be based on a number of factors including, but not limited to, a candidate’s skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.
Deutsche Bank Benefits
At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That’s why we are focused on providing benefits and perks that enable our colleagues to live authentically and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more!
Learn more about your life at Deutsche Bank through the eyes of our current employees: https://careers.db.com/life
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We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.
We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories. Click these links to view the following notices: EEOC Know Your Rights; Employee Rights and Responsibilities under the Family and Medical Leave Act; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision.
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