Remote Securities Regulation Jobs
Remote from:
Software Development 17838B2B Sales & Account Management 10968CRM & Direct Marketing 10917Product 9303Back-End Development 9223Management and Leadership 8423Data and Analytics 8147finance 8094IT & Engineering 6553Enterprise Sales 6500Project & Program Management 5958Customer Support & Service 5958Sustainability & CSR 5474Sales Leadership & Strategy 5011DevOps & Infrastructure 4737Growth & Performance 3338Front-End Development 2857
66 jobs :
Compliance Analyst - Core Compliance.
Compliance Analyst - Core Compliance.
30+ days ago
Interactive Brokers
- 1 - 28K
- Remote: United Kingdom
Regulatory Reporting Analyst
Regulatory Reporting Analyst
30+ days ago
Interactive Brokers
- 13 - 190K
- Remote: United Kingdom
Jurist/in (w/m/d) Unternehmensentwicklung am Standort Frankfurt
Jurist/in (w/m/d) Unternehmensentwicklung am Standort Frankfurt
30+ days ago
Deutsche WertpapierService Bank AG
- Full time
- Remote: Germany
Consultant - Chief Compliance Officer
Consultant - Chief Compliance Officer
30+ days ago
Arootah LLC
- Remote: New York (USA)
Global Vice President Compliance (Africa Experience/Fintech/Cryptocurrency/Stablecoin/Remote)
Global Vice President Compliance (Africa Experience/Fintech/Cryptocurrency/Stablecoin/Remote)
30+ days ago
Black Pen Recruitment
- Full time
- Remote: United Kingdom
Global Vice President Compliance (Fintech/Cryptocurrency/Stablecoin/Remote)
Global Vice President Compliance (Fintech/Cryptocurrency/Stablecoin/Remote)
30+ days ago
Black Pen Recruitment
- Full time
- Remote: Zambia
Consultant - Chief Legal Counsel or General Counsel
Consultant - Chief Legal Counsel or General Counsel
30+ days ago
Arootah LLC
- Freelance
- Remote: New York (USA)
Senior Legal Counsel - Private Equity (Board Role)
Senior Legal Counsel - Private Equity (Board Role)
30+ days ago
Yorktown Search Partners
- Full time
- Remote: Canada
Compliance Manager
Compliance Manager
30+ days ago
Edward Jones
- Full time
- Remote: Canada
Chief Compliance Officer and CAMLO, Canada
Chief Compliance Officer and CAMLO, Canada
30 day ago
Coinbase
- 237 - 237K
- Remote: Canada
Auditeur IT Sénior SEC/PCAOB (H/F)
Auditeur IT Sénior SEC/PCAOB (H/F)
30+ days ago
Mazars
- Full time
- Remote: France
In-House Counsel
In-House Counsel
28 day ago
Experior Financial Group
- 150 - 250K
- Remote: Canada
Head of Compliance (Attractive compensation package)
Head of Compliance (Attractive compensation package)
30+ days ago
KateWorthington
- Full time
- Remote: Thailand
Compliance Manager
Compliance Manager
30+ days ago
Edward Jones
- Full time
- Remote: Canada
Especialista Product Manager I Cartão PJ I Banking PJ
Especialista Product Manager I Cartão PJ I Banking PJ
23 day ago
PicPay
- Remote: Brazil
AVP & Assistant General Counsel
AVP & Assistant General Counsel
30+ days ago
Pacific Life
- Full time
- 215 - 240K
- Remote: United States
Sr. Advisor, Compliance, Branch Examination (Remote Option Available)
Sr. Advisor, Compliance, Branch Examination (Remote Option Available)
30+ days ago
Raymond James
- Full time
- 80 - 95K
- Remote: United States
Compliance Manager
Compliance Manager
30+ days ago
Edward Jones
- Full time
- Remote: Canada
Trading Operations Specialist
Trading Operations Specialist
20 day ago
Facet
- 60 - 80K
- Remote: United States
Chief Compliance Officer - Voya Financial Advisors
Chief Compliance Officer - Voya Financial Advisors
24 day ago
Voya Financial
- Full time
- 13 - 210K
- Remote: United States
Senior Manager, Technical Accounting
Senior Manager, Technical Accounting
30+ days ago
Equinix
- Full time
- 108 - 211K
- Remote: United States
Senior Corporate Counsel
Senior Corporate Counsel
26 day ago
Instacart
- 205 - 275K
- Remote: United States
Investment Funds/Asset Management – Senior Counsel
Investment Funds/Asset Management – Senior Counsel
30+ days ago
Aegon
- Full time
- 144 - 155K
- Remote: United States, Colorado (USA), Iowa (USA), Maryland (USA)
Associate General Counsel – SEC
Associate General Counsel – SEC
30+ days ago
Allegion
- Full time
- 128 - 227K
- Remote: United States, West Virginia (USA)
Securities and Corporate Counsel 
Securities and Corporate Counsel
30+ days ago
Iovance Biotherapeutics Inc
- Full time
- 19 - 19K
- Remote: United States
Principal Review Supervisor
Principal Review Supervisor
24 day ago
Voya Financial
- Full time
- 10 - 89K
- Remote: United States, Georgia (country), Connecticut (USA), Florida (USA), Iowa (USA), Massachusetts (USA)
Sr. Corporate Paralegal
Sr. Corporate Paralegal
30+ days ago
Pax8
- Full time
- 130 - 130K
- Remote: United States
Senior Counsel
Senior Counsel
30+ days ago
Wealth Enhancement Group
- Full time
- 147 - 157K
- Remote: United States, Minnesota (USA)
Corporate Paralegal
Corporate Paralegal
30+ days ago
Canva
- 121 - 188K
- Remote: United States, California (USA)
Lead Financial Analyst - VF
Lead Financial Analyst - VF
30+ days ago
Yoh, A Day & Zimmermann Company
- Fixed term
- Remote: United States, Ohio (USA)
Data Entry - New Account Analyst
Data Entry - New Account Analyst
30+ days ago
Horizontal Talent
- Full time
- 42 - 48K
- Remote: United States
Account Executive - 401K
Account Executive - 401K
30+ days ago
Alliant Insurance Services
- Full time
- Remote: United States
Brokerage Operations Specialist
Brokerage Operations Specialist
30+ days ago
Wealthfront
- Full time
- 75 - 134K
- Remote: United States, California (USA)
Senior Counsel, Corporate & Securities
Senior Counsel, Corporate & Securities
28 day ago
MicroStrategy
- Remote: United States, Virginia (USA)
Pricing Specialist - Mutual Fund Valuation
Pricing Specialist - Mutual Fund Valuation
30+ days ago
Edward Jones
- Full time
- Remote: United States
Ecosystem Growth Lead, Exchange Partnerships & Wallets
Ecosystem Growth Lead, Exchange Partnerships & Wallets
30+ days ago
Ava Labs
- 159 - 198K
- Remote: United States, New York (USA)
Director of Strategic Business Management, Institutional
Director of Strategic Business Management, Institutional
30+ days ago
OKX
- Remote: Europe
Senior Data Governance Compliance Analyst
Senior Data Governance Compliance Analyst
30+ days ago
Commonwealth Financial Network
- Full time
- 91 - 114K
- Remote: United States, Massachusetts (USA)
Counsel, Legal Affairs
Counsel, Legal Affairs
30+ days ago
Nuvalent, Inc.
- Full time
- Remote: United States, Massachusetts (USA)
Assistant General Counsel, Regulatory Affairs
Assistant General Counsel, Regulatory Affairs
30+ days ago
Raymond James
- Full time
- Remote: United States
Sr. Counsel, Securities and Governance
Pinterest
Sr. Counsel, Securities and Governance
30+ days ago
- 135 - 278K
- Remote: United States, California (USA)
Director, Legal, Securities and Governance
Director, Legal, Securities and Governance
24 day ago
Stitch Fix
- 198 - 292K
- Remote: United States, California (USA)
Assistant General Counsel, Regulatory Affairs
Assistant General Counsel, Regulatory Affairs
30+ days ago
Raymond James
- Full time
- Remote: United States
Senior Corporate Counsel
Senior Corporate Counsel
30+ days ago
Apollo.io
- Full time
- Remote: United States
Manager, Compliance - Branch Exams
Manager, Compliance - Branch Exams
30+ days ago
Raymond James
- Full time
- Remote: United States
Associate General Counsel, Corporate and Securities
Associate General Counsel, Corporate and Securities
10 day ago
Abnormal Security
- 290 - 320K
- Remote: United States
Technical Compliance Analyst
Technical Compliance Analyst
30+ days ago
Toast
- 100 - 160K
- Remote: United States
Controller
Controller
30+ days ago
More Staffing LLC
- Full time
- Remote: United States
Summer Student - Legal
Summer Student - Legal
30+ days ago
Voya Financial
- Full time
- 44 - 44K
- Remote: United States
Investment Banking Counsel (Capital Markets and Mergers & Acquisitions Team Lead) - Director
Investment Banking Counsel (Capital Markets and Mergers & Acquisitions Team Lead) - Director
8 day ago
Deutsche Postbank Group
- Full time
- 170 - 320K
- Remote: United States, New York (USA)
