Remote Securities Regulation Jobs
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66 jobs:
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Core Compliance Officer - remote
Core Compliance Officer - remote
8 day ago
Performance Trust Capital Partners
- Remote: Illinois (USA)
- Full time
Compliance ManagementRegulatory CompliancePolicy DevelopmentCompliance ManagementEstablishment LicensingSecurities Regulation
Director, BD/RIA Compliance 
Director, BD/RIA Compliance
14 day ago
Forge Global
- Remote: Colorado (USA)
- Full time
Securities RegulationFinancial RegulationsRegulatory ComplianceHealth Risk AssessmentsSecurities RegulationPolicy Development
Lead, Trading & Brokerage Compliance
Lead, Trading & Brokerage Compliance
14 day ago
Anchorage Digital
- Remote: New York (USA), South Dakota (USA)
- Full time
Securities RegulationRegulatory ComplianceTrade ComplianceCompliance ManagementSecurities ResearchFutures Exchange
Support Specialist I (Remote)
Support Specialist I (Remote)
30+ days ago
Brex
- Remote: Canada
- 44 - 46K
Problem ManagementSecurities RegulationCustomer Experience ImprovementInternal DocumentationFinance
Regulatory Reporting Analyst
Regulatory Reporting Analyst
30+ days ago
Interactive Brokers
- Remote: United Kingdom
- Mid-level (2-5 years)
- 13 - 190K
Computer ProgrammingTrade LifecyclePython Programming LanguageMiddle ManagementUnixSql Programming Language
Jurist/in (w/m/d) Unternehmensentwicklung am Standort Frankfurt
Jurist/in (w/m/d) Unternehmensentwicklung am Standort Frankfurt
30+ days ago
Deutsche WertpapierService Bank AG
- Remote: Germany
- Full time
- Mid-level (2-5 years)
Structured ProgrammingContinuous TrainingSecurities RegulationLegislative ProceduresLegal KnowledgeBank Compliance
Consultant - Chief Compliance Officer
Consultant - Chief Compliance Officer
30+ days ago
Arootah LLC
- Remote: New York (USA)
Securities RegulationGap AnalysisBank ComplianceAuditing
Sr. Workplace Compliance Advisor
Sr. Workplace Compliance Advisor
9 day ago
Edward Jones
- Remote: Arizona (USA)
- Full time
Regulatory ComplianceSecurities RegulationCompliance ManagementBusiness DevelopmentInternal DocumentationThought Leadership
Global Vice President Compliance (Africa Experience/Fintech/Cryptocurrency/Stablecoin/Remote)
Global Vice President Compliance (Africa Experience/Fintech/Cryptocurrency/Stablecoin/Remote)
30+ days ago
Black Pen Recruitment
- Remote: United Kingdom
- Full time
- Expert & Leadership (>10 years)
Risk ManagementAnti Money LaunderingEconomic SanctionsCorporate GovernanceSecurities RegulationCompliance Management
Director, BD/RIA Compliance
Director, BD/RIA Compliance
14 day ago
Forge Global
- Remote: California (USA)
- Full time
Securities RegulationFinancial RegulationsRegulatory ComplianceSecurities RegulationRisk AnalysisPolicy Development
Global Vice President Compliance (Fintech/Cryptocurrency/Stablecoin/Remote)
Global Vice President Compliance (Fintech/Cryptocurrency/Stablecoin/Remote)
30+ days ago
Black Pen Recruitment
- Remote: Zambia
- Full time
- Expert & Leadership (>10 years)
Risk ManagementRegulatory ComplianceAnti Money LaunderingEconomic SanctionsPayments IndustryRegulatory Compliance
Consultant - Chief Legal Counsel or General Counsel
Consultant - Chief Legal Counsel or General Counsel
30+ days ago
Arootah LLC
- Remote: New York (USA)
- Freelance
- Senior (5-10 years)
Securities RegulationOnline CommunicationRegulatory ComplianceLegal Document Management
Senior Legal Counsel - Private Equity (Board Role)
Senior Legal Counsel - Private Equity (Board Role)
30+ days ago
Yorktown Search Partners
- Remote: Canada
- Full time
- Senior (5-10 years)
Securities RegulationMergers And AcquisitionsCorporate LawsDrafting Documents
Compliance Manager
Compliance Manager
30+ days ago
Edward Jones
- Remote: Canada
- Full time
Securities RegulationInsurance Regulatory LawIn LicensingInvestment Account Management
Chief Compliance Officer and CAMLO, Canada
Chief Compliance Officer and CAMLO, Canada
30+ days ago
Coinbase
- Remote: Canada
- Senior (5-10 years)
- 237 - 237K
Risk AnalysisRegulatory ComplianceInternal ControlsCompliance ManagementAuditingRegulatory Compliance
Sr. Counsel, M&A
Sr. Counsel, M&A
21 day ago
DoorDash
- Remote: California (USA), Illinois (USA), New York (USA)
- Full time
Corporate AccountingCivil DraftingMergers And AcquisitionsRisk ManagementInformation PrivacyDue Diligence
Auditeur IT Sénior SEC/PCAOB (H/F)
Auditeur IT Sénior SEC/PCAOB (H/F)
30+ days ago
Mazars
- Remote: France
- Full time
- Mid-level (2-5 years)
Risk AnalysisProject ManagementRegulatory CompliancePublication DesignSecurities RegulationInternal Controls
Chief Compliance Officer (Canada)
Chief Compliance Officer (Canada)
30+ days ago
Alpaca
- Remote: Canada
- Mid-level (2-5 years)
- 1 - 1K
Compliance ManagementRegulatory ComplianceStakeholder EngagementPolicy DevelopmentRegulatory ComplianceFinancial Regulations
Director of Investor Relations
Director of Investor Relations
15 day ago
EquipmentShare
- Remote: Missouri (USA)
- Full time
Financial AnalysisCorporate Financial ReportingProject ManagementInvestor RelationsSecurities RegulationFinancial Market
SMB Account Executive, Actimize(Canada - Remote)
SMB Account Executive, Actimize(Canada - Remote)
11 day ago
NICE Ltd
- Remote: Canada
- Full time
Software SystemsPeoplesoft Enterprise ContractsCustomer AnalysisSales ManagementProduct Requirements DocumentsSecurities Regulation
Compliance Manager and MLRO, Coinbase Australia
Compliance Manager and MLRO, Coinbase Australia
30+ days ago
Coinbase
- Remote: Australia
- Senior (5-10 years)
Securities RegulationRegulatory ComplianceCompliance ManagementInternal ControlsAuditingFinance
Director, Legal (Wealth Management)
Director, Legal (Wealth Management)
30+ days ago
Wealthsimple
- Remote: Canada
- Senior (5-10 years)
Securities RegulationAsset ManagementCivil DraftingCorporate LawsProject Management
In-House Counsel
In-House Counsel
30+ days ago
Experior Financial Group
- Remote: Canada
- Senior (5-10 years)
- 150 - 250K
Corporate LawsState LawsRisk ManagementRegulatory ComplianceCorporate GovernanceEmployment And Labor Laws
Head of Compliance (Attractive compensation package)
Head of Compliance (Attractive compensation package)
30+ days ago
KateWorthington
- Remote: Thailand
- Full time
- Mid-level (2-5 years)
Securities RegulationRisk ManagementCompliance ManagementDiversity And InclusionMotivational LeadershipBank Compliance
Senior Counsel - Corporate & Securities - Virtual!
Senior Counsel - Corporate & Securities - Virtual!
20 day ago
Alight Solutions
- Remote: Illinois (USA)
- Full time
Securities RegulationRegulatory ComplianceRisk FinancingCorporate LawsCorporate GovernanceLegal Analysis
Compliance Manager
Compliance Manager
30+ days ago
Edward Jones
- Remote: Canada
- Full time
Securities RegulationEmpowerment
XTN-E312212 | SENIOR ACCOUNTANT
XTN-E312212 | SENIOR ACCOUNTANT
30+ days ago
KMC Solutions
- Remote: Philippines
- Full time
- Senior (5-10 years)
AccountingSecurities RegulationInternal ControlsProcess ImprovementCorporate Financial ReportingSap Co
Manager, PCG Compliance
Manager, PCG Compliance
30+ days ago
Raymond James
- Remote: United States, Russia, Florida (USA)
- 100 - 110K
Securities RegulationCompliance ManagementSurveillance Of PremisesCompliance ManagementRegulatory ComplianceFinancial Market
Pessoa Advogada Sênior
Pessoa Advogada Sênior
30+ days ago
MB | Mercado Bitcoin
- Remote: Brazil
Securities RegulationFinancial MarketInitial Coin OfferingsSecuritizationEmployee ConsultationLegal Analysis
Corporate Paralegal
Corporate Paralegal
30+ days ago
Canva
- Remote: United States, California (USA)
- Senior (5-10 years)
- 121 - 188K
Corporate LawsLegal SupportGt Suite Simulation SoftwareAuditingJiraSlack Software
Lead Financial Analyst - VF
Lead Financial Analyst - VF
30+ days ago
Yoh, A Day & Zimmermann Company
- Remote: United States, Ohio (USA)
- Fixed term
- Senior (5-10 years)
Process ImprovementCorporate FinanceCorporate Financial ReportingRegulatory ComplianceSecurities Regulation
Data Entry - New Account Analyst
Data Entry - New Account Analyst
Popular!
30+ days ago
Horizontal Talent
- Remote: United States
- Full time
- 42 - 48K
Securities RegulationGeneral Fund Enterprise Business Systems GfebsCustomer Information Control System CicsFinancial MarketCustomer CentricityService Management
Senior Legal Advisor
Senior Legal Advisor
30+ days ago
P2P.org
- Remote: European Union
- Senior (5-10 years)
Risk AnalysisLegal ResearchBusiness LawCompany StructureIntellectual PropertyEmployment And Labor Laws
Senior Counsel, Corporate & Securities
Senior Counsel, Corporate & Securities
30+ days ago
MicroStrategy
- Remote: United States, Virginia (USA)
- Expert & Leadership (>10 years)
Capital MarketsCorporate GovernanceSecurities RegulationBitcoinVendor ContractsProviding Legal Advice
Pricing Specialist - Mutual Fund Valuation
Pricing Specialist - Mutual Fund Valuation
30+ days ago
Edward Jones
- Remote: United States
- Full time
- Entry-level / graduate
Securities RegulationDue DiligenceFund AccountingFinancial AnalysisSmartsheetValuation Models
Business Development Consultant
Business Development Consultant
30+ days ago
Raymond James
- Remote: United States, Michigan (USA)
- Freelance
- Senior (5-10 years)
Sales StrategyDatabase ManagementBusiness DevelopmentFinancial AnalysisSecurities RegulationPresentation Training
Director, Legal, Securities and Governance
Director, Legal, Securities and Governance
30+ days ago
Stitch Fix
- Remote: United States, California (USA)
- Expert & Leadership (>10 years)
- 198 - 292K
Capital MarketsCorporate GovernanceSecurities RegulationSec FilingCorporate LawsRegulatory Compliance
Compliance Senior Manager- RJ Bank (Remote)
Compliance Senior Manager- RJ Bank (Remote)
30+ days ago
Raymond James
- Remote: United States, Florida (USA)
- Senior (5-10 years)
- 100 - 120K
Risk ManagementCompliance ManagementRegulatory ComplianceBank ComplianceSecurities RegulationPolicy Development
Legal Counsel, Litigation
Legal Counsel, Litigation
14 day ago
GitLab
- Remote: United States
- Full time
Litigation ManagementDigital File ManagementTrial PreparationLegal StrategyProject ManagementSecurities Regulation
Senior Manager, Digital Securities Policy
Senior Manager, Digital Securities Policy
7 day ago
Coinbase
- Remote: United States
- Full time
Digital Asset ManagementSecurities RegulationRegulatory CompliancePolicy DevelopmentEquity IssuanceRegulatory Compliance
Controller
Controller
30+ days ago
More Staffing LLC
- Remote: United States
- Full time
Corporate Financial ReportingFinancial ManagementInternal ControlsPayroll AdministrationFinancial AnalysisCash Management
VP, Deputy Chief Compliance Officer
VP, Deputy Chief Compliance Officer
30+ days ago
F&G
- Remote: United States
- Expert & Leadership (>10 years)
Risk ManagementRegulatory ComplianceInsurance LawInternal DocumentationSecurities RegulationFinancial Regulations
Compliance Associate, Transaction Monitoring
Compliance Associate, Transaction Monitoring
30+ days ago
Wealthfront
- Remote: United States, California (USA)
- Full time
- Mid-level (2-5 years)
- 13 - 125K
Fraud DetectionRegulatory ComplianceAnti Money LaunderingTransaction MonitoringSecurities RegulationSql Programming Language
Associate General Counsel III - Regulatory
Associate General Counsel III - Regulatory
30+ days ago
Edward Jones
- Remote: United States
- Expert & Leadership (>10 years)
- 168 - 286K
Legal AnalysisSecurities RegulationRisk ManagementRegulatory ComplianceProviding Legal AdviceSecurities Regulation
Corporate Counsel (Remote)
Corporate Counsel (Remote)
30+ days ago
Myriad Genetics
- Remote: United States
- Full time
- Senior (5-10 years)
Securities RegulationCorporate GovernanceMergers And AcquisitionsLegal StrategySec FilingRegulatory Compliance
Associate General Counsel Governance and Securities
Associate General Counsel Governance and Securities
9 day ago
Lumen Technologies
- Remote: United States
- Full time
Securities RegulationRegulatory ComplianceCorporate GovernanceCorporate GovernanceSec FilingCourt Experience
Corporate Governance & Securities Law Counsel
Corporate Governance & Securities Law Counsel
19 day ago
GeneDx
- Remote: United States
- Full time
Compensation Program DesignSecurities RegulationCorporate GovernanceSec FilingStakeholder CommunicationsCompliance Management
Director of Compliance
Director of Compliance
30+ days ago
Acorns
- Remote: United States
- Senior (5-10 years)
- 13 - 196K
Policy DevelopmentCompliance ManagementFinancial Industry Regulatory AuthoritiesSecurities RegulationStrategic Decision MakingRegulatory Compliance
Manager, Compliance - Branch Exams
Manager, Compliance - Branch Exams
30+ days ago
Raymond James
- Remote: United States
- Full time
- Senior (5-10 years)
Securities RegulationFinancial MarketCompliance ManagementRegulatory ComplianceAnalytics
Senior Advisor, PCG Branch Exams
Senior Advisor, PCG Branch Exams
30+ days ago
Raymond James
- Remote: United States, Colorado (USA)
- Senior (5-10 years)
- 80 - 95K
Risk ManagementSecurities RegulationBank ComplianceProject ManagementCompliance ManagementRegulatory Compliance
