Offer summary

Qualifications:

Bachelor's degree in Information Technology, Risk Management, or a related field., Proven experience in compliance risk management and assurance roles., Strong analytical skills and attention to detail., Excellent communication and leadership abilities..

Key responsibilities:

Oversee the development and implementation of compliance risk management strategies.

Conduct regular assessments and audits to ensure adherence to regulations.

Collaborate with various departments to identify and mitigate risks.

Prepare and present reports to senior management on compliance status and risk exposure.

Founded in 1962 and a public company since 1983, Raymond James Financial, Inc. is a Florida-based diversified holding company providing financial services to individuals, corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset management. The firm's stock is traded on the New York Stock Exchange (RJF). Through its three broker/dealer subsidiaries, Raymond James Financial has approximately 8,600 financial advisors throughout the United States, Canada and overseas. Total client assets are $1.13 trillion (as of 6/30/2022). Raymond James has been recognized nationally for its community support and corporate philanthropy. The company has been ranked as one of the best in the country in customer service, as a great place to work and as a national leader in support of the arts.

Required profile