Junior Consultant (WFH)

We are seeking a motivated and detail-oriented Compliance Consultant to join our team. The ideal candidate will have a background in compliance, legal, or accounting and will play a critical role in ensuring our operations align with regulatory standards.

Customer Onboarding and KYC Checks:

• Execute the customer onboarding process.
  
• Conduct thorough KYC (Know Your Customer) checks in compliance with client policies and UAE regulations.
  
• Authenticate customer documents, verify identities, and coordinate with relevant departments for timely onboarding.
  

Sanction and PEP Screening:

• Screen customers against global sanctions and politically exposed person (PEP) lists using provided systems.
  
• Identify actual, potential, partial, and false matches, and collaborate with teams for resolution.
  

Customer Risk Assessment:

• Assess customer profiles to determine potential risks using system or Excel models.
  
• Regularly review and update risk assessment procedures to ensure compliance with UAE regulations.
  

Compliance Due Diligence and Monitoring:

• Conduct ongoing due diligence on existing customers to ensure compliance.
  
• Monitor customer transactions and behaviors for any suspicious activities and report findings.
  

MIS Reporting:

• Prepare and submit monthly, quarterly, and annual MIS reports on compliance activities.
  
• Provide insights and recommendations based on data analytics and trend identification.
  

Presentations on Compliance Topics:

• Develop and deliver presentations on compliance topics according to UAE laws for internal teams and stakeholders.
  
• Stay updated with the latest UAE laws and regulations, ensuring all presentations are accurate.
  

Development of Policies and Procedures:

• Lead the creation, review, and update of compliance policies and procedures in alignment with UAE regulations.
  
• Engage with various departments to ensure policies are clear and practical.
  

Additional Responsibilities:

• Prepare reports on compliance activities, risks, and achievements.
  
• Ensure adherence to internal standards and external regulatory requirements.
  
• Develop and review technical proposals.
  
• Participate in client calls and explain the value of compliance services.
  
• Collaborate with the marketing team to create effective sales materials.
  
• Address client concerns and ensure appropriate remediation of any escalations.
  
• Execute GRC assignments as directed by the engagement manager.
  

Requirements

• Fluent in English Speaking, Writing and Reading 
  
• Basic knowledge in Ms Word, Excel and Power Point 
  
  

Benefits

• Salary Budget: ₹20,000 - ₹25,000 (Negotiable up to ₹3,000).
  
• Leave Policy: Custom Leave Policy