Offer summary
Qualifications:
Skilled in problem-solving and analytical thinking, Strong multitasking abilities across projects, Proficient in Microsoft Office Suite, Experience with FINRA/IARD and SEC’s EDGAR, Ability to work in a collaborative environment.
Key responsabilities:
- Assist clients with regulatory obligations
- File amendments and process applications
- Coordinate with state and SEC regulators
- Submit SEC EDGAR filings and manage other requests
- Provide support to the Regulatory Filings team