Bachelor's degree in Finance, Business Administration, or a related field., Strong understanding of compliance regulations and risk management principles., Proven leadership skills with experience in managing teams., Excellent analytical and communication skills..
Key responsibilities:
Oversee compliance risk assessments and ensure adherence to regulations.
Lead a team of compliance professionals and provide guidance on best practices.
Develop and implement compliance policies and procedures.
Collaborate with other departments to promote a culture of compliance.
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Edward Jones, a Fortune 500 firm, provides financial services in the U.S. and through its affiliate in Canada. The firm’s nearly 19,000 financial advisors serve more than 8 million clients with a total of $1.7 trillion in client assets under care. Edward Jones’ purpose is to partner for positive impact to improve the lives of its clients and colleagues, and together, better our communities and society.
Through the dedication of the firm’s 50,000 associates and our branch presence in 68 percent of U.S. counties, the firm is committed to helping more people achieve financially what is most important to them.