Senior Compliance Analyst

Who you are:

Hometap is seeking a Senior Compliance Analyst to join our growing Compliance team. You will be responsible for conducting material reviews to ensure compliance with federal, state, and internal company requirements, and perform periodic testing to further ensure Hometap’s products and processes meet regulatory and legal requirements. You’ll act as a business partner to stakeholders across the organization, and contribute to the continued development of Hometap’s compliance program. Our ideal candidate is collaborative, innovative, and loves building and delivering efficient compliance solutions with a customer-service approach.

What you'll do:

• Partner with business teams to provide advice on existing policies, procedures, and training 
• Participate in the completion of risk assessments, including conducting remediation validation testing
• Complete monitoring and compliance testing activities according to a quarterly schedule, including preparing reports and summarizing findings to stakeholders and senior management
• Maintain current working knowledge of federal, state, and local regulations applicable to the business
• Partner with business teams on completion of issue remediation, including identification of new or open risks
• Provide expert regulatory advice regarding compliance program elements
• Monitor internal controls and establish testing programs within the various operational teams to ensure proper compliance to laws and regulations
• Assist in maintenance of a Third Party Risk Management program via ongoing vendor management and due diligence reviews
• Conduct reviews of marketing materials for adherence to regulatory requirements
• Assist in review and resolution of customer complaints
• Develop and deliver compliance training and communication programs for employees
• Maintain knowledge of the broader regulatory environment, industry standards and best practices and procedures governing financial institutions

What you bring:

• 3+ years of experience in compliance in a financial institution setting 
• Working knowledge of laws and regulations governing marketing and solicitations within the consumer finance industry, with a strong preference for equity investment or mortgage experience
• Familiarity with real estate, lending, mortgage, and related industries
• Prior experience conducting first or second line of defense control testings
• Proven ability to partner effectively across all levels of the organization and develop positive working relationships
• Experience developing and delivering compliance training
• Demonstrated conceptual thinking and analytical skills
• Ability to work independently in a continuously changing environment
• A strong customer-service orientation, with experience working closely with cross-functional teams
• Exemplary personal and professional integrity and business ethics
• Commitment to diversity and a respect for others
• Bachelor’s degree or equivalent years of experience