Director, Compliance (Wholesale Brokerage)

We’re seeking a Director, Compliance to lead One80’s compliance operations with a primary focus on surplus lines filings and carrier and producer appointments. The Director, Compliance will lead existing teams and functions and help One80 to create, modify, update and oversee company-wide compliance operations and processes. Working with the Director of Integration, the Director, Compliance will help shape One80’s compliance organization, ensuring alignment between centralized and decentralized functions to ensure a consistent and robust compliance function.

Your Impact:

• Oversee surplus lines servicing team and outside vendor to ensure timely and accurate filings and state compliance.
• Work collaboratively with field offices to ensure best practices are in place for accurate and timely submission of filings.
• Work collaboratively with legal and licensing management to ensure One80 licenses are properly maintained and managed.
• Maintain effective working relationship with Lloyd’s compliance function. Working with carrier appointment specialist, ensure compliance pin is accurate and up to date. Work collaboratively with Lloyd’s coverholders within One80 to ensure audit and compliance standards are met. Maintain effective working relationships with internal stakeholders including coverholders, legal, cybersecurity and others.
• Oversee carrier appointment function, ensuring appointments are accurate and reflect current organizational structure. Working with carrier appointment specialist, ensure that business leadership has accurate information on One80 appointment status with carrier partners.
• Ensure appropriate standards around carrier access to One80 information, including access management.
• Oversee retail brokerage appointment team and process, ensuring adherence to standards. Work collaboratively with legal and accounting as necessary to support compliance needs.
• Communicate information as appropriate from state regulators; lead response to inquiries from regulators as needed.

Successful Candidates Will Have:

• 8+ years of management or leadership experience within wholesale brokerage, including experience with surplus lines, carrier appointments, and/or producer appointments.
• Deep understanding of insurance compliance matters and issues.
• Ability to communicate effectively with senior management, division management, compliance practitioners within the organization and outside parties.
• Ability to work effectively across organizational lines.
• Excellent organizational skills.
• Demonstrated technical proficiency with Microsoft Office Suite and industry-related software and portals.

One80 Intermediaries is a privately held firm with offices throughout the US and Canada. As a leading insurance wholesaler and program manager, One80 offers placement services and binding authority for property and casualty, life, travel/accident and health, affinity and administrative services, and warranty business. Launched just four years ago, One80 Intermediaries has grown to be one of the largest intermediaries in the United States. In 2024, we were ranked 14th largest broker in the U.S. by Business Insurance.

At One80 Intermediaries, base pay is one part of our total compensation package, which also includes a comprehensive suite of benefits, including medical, dental, vision, disability, life, and retirement savings, and paid time off and paid holidays for eligible employees. The total compensation for a position may also include other elements dependent on the position offered. The expected base pay range for this position is between $109,400 - $156,000 + bonus. The actual base pay offered may vary depending on multiple individualized factors, including geographical location, education, job-related knowledge, skills, and experience.