Offer summary

Qualifications:

A degree in Law, Business Administration, or a related field., 10 to 15 years of proven experience in compliance within a broking setup., Strong knowledge of industry processes and regulations., Outstanding communication and interpersonal abilities..

Key responsabilities:

Develop and implement company policies and regulations.

Oversee all business operations relating to compliance, including policies and procedures.

Review and evaluate company procedures to identify risks or non-conformity issues.

Manage and direct compliance teams to achieve business goals.

Welcome to the Michael Page global company profile. Michael Page has five decades of expertise in professional services recruitment. We were established in London in 1976, and over this period we've grown organically to become one of the best-known and most respected consultancies, with an office network spanning six continents. While size has its advantages, it doesn't define us - the nature of our organic growth means that each new office is integrated into the region that it serves. It also means that as an employer looking to hire, or as a candidate aiming to grow your career you have the best of both worlds; a team that understands the market and geography you operate in, plus the resources and expertise of an international network at your disposal. Our teams are broken down to focus on industry, assignment type, salary level and location, so your hiring requirements or job search will all be handled by a specialist who knows your sector inside-out. We are confident that our expertise can add value to your recruitment or job search process – get in touch to find out more.

Job description

Opportunity to lead compliance function.
Opportunity to work with highly experienced and exceptional leadership team.

About Our Client

Our client is a well-established entity in the financial services sector. This medium-sized organization is known for its commitment to ensuring that their clients' wealth is managed efficiently and effectively.

Job Description

Develop and implement company policies and regulations.
Oversee all business operations relating to compliance including policies, investments, and procedures.
Review and evaluate company procedures and reports to identify hidden risks or non-conformity issues.
Ensure the company's compliance with laws, regulations, and internal policies.
Regularly assess the efficiency of control systems and recommend effective improvements.
Manage and direct compliance teams to achieve business goals.
Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulations.
Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.

The Successful Applicant

A successful Chief Compliance Officer should have:

A degree in Law, Business Administration or related field.
Proven experience of 10 to 15 years in compliance with a broking set up.
Strong knowledge of industry processes and regulations.
Outstanding communication and interpersonal abilities.
An analytical mindset with excellent organizational skills.

What's on Offer

A positive and professional work environment.
Unique opportunities for career/knowledge development

This role offers a fantastic opportunity to join a successful team in a dynamic financial services firm. We encourage all eligible candidates to apply and look forward to meeting you.

Contact: Dhairya Kunvaria

Quote job ref: JN-022025-6673449

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